-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R0XpiUFgvKDmHu8gARa6J3awuhNDIUsXLFyJ515n7OQjttfBgC6qzN4Dz8P+DcIm 4sC6xPGvf6GFgU4XD+TCkg== 0000950144-01-503463.txt : 20010613 0000950144-01-503463.hdr.sgml : 20010613 ACCESSION NUMBER: 0000950144-01-503463 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010612 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRAINWORKS VENTURES INC CENTRAL INDEX KEY: 0000008497 STANDARD INDUSTRIAL CLASSIFICATION: MINERAL ROYALTY TRADERS [6795] IRS NUMBER: 870281240 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58867 FILM NUMBER: 1659330 BUSINESS ADDRESS: STREET 1: 1475 EAST TERMINAL WAY SUITE E CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 404-524-1667 MAIL ADDRESS: STREET 1: 101 MARIETTA STREET STREET 2: SUITE 3450 CITY: ATLANTA STATE: GA ZIP: 30303 FORMER COMPANY: FORMER CONFORMED NAME: AURIC METALS CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAYCE JOHN P CENTRAL INDEX KEY: 0001142280 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 101 MARIETTA STREET, SUITE 3450 CITY: ATLANTA STATE: GA ZIP: 30303 BUSINESS PHONE: 4045241667 SC 13G 1 g70032asc13g.txt BRAINWORKS VENTRUES, INC. / JOHN P. CAYCE 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B)(C), AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) Brainworks Ventures, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 105029-10-2 - ------------------------------------------------------------------------------- (CUSIP Number) May 8, 2001 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) 2 CUSIP NO. 105029-10-2 PAGE 2 OF 4 PAGES SCHEDULE 13G - ---------- --------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS John P. Cayce - ---------- --------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ---------- --------------------------------------------------------------------- 3. SEC USE ONLY - ---------- --------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ------- ---------------------------------------------- 5. SOLE VOTING POWER NUMBER OF SHARES 227,446* BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------- ---------------------------------------------- 6. SHARED VOTING POWER 0 ------- ---------------------------------------------- 7. SOLE DISPOSITIVE POWER 227,446* ------- ---------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - ---------- --------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 227,446* - ---------- --------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------- --------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.3% - ---------- --------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ---------- --------------------------------------------------------------------- * Includes an option to purchase 100,000 shares of the Issuer's common stock that is immediately exercisable. *SEE INSTRUCTIONS BEFORE FILLING OUT! 8 3 CUSIP NO. 105029-10-2 PAGE 3 OF 4 PAGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G ITEM 1(A). NAME OF THE ISSUER: Brainworks Ventures, Inc. (the "Company") ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 101 Marietta Street, Suite 3450, Atlanta, Georgia 30303 ITEM 2(A). NAME OF PERSON FILING: The name of the person filing this statement (the "Reporting Person") is John P. Cayce. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE: The address of the principal office of the Reporting Person is 101 Marietta Street, Suite 3450, Marietta, Georgia, 30303. ITEM 2(C). CITIZENSHIP: Mr. Cayce is a citizen of the United States of America. ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share (the "Common Stock"). ITEM 2(E). CUSIP NUMBER: 105029-10-2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7, (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] ITEM 4. OWNERSHIP. (a) Amount beneficially owed: 227,446** 4 CUSIP NO. 105029-10-2 PAGE 4 OF 4 PAGES (b) Percent of class: 9.3% (c) Number of shares as to which Reporting Person has: (i) Sole power to vote to direct the vote: 227,446** shares (ii) Sole power to dispose or to direct the deposition of: 227,446** shares (iii) Shared power to dispose or to direct the disposition of: 0 (iv) Shares power to dispose or to direct the disposition of: 0 shares ** Includes an option to purchase 100,000 shares of the Common Stock that is immediately exercisable. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBER OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 12, 2001 ---------------------------------- (Date) /s/ John P. Cayce ---------------------------------- (Signature) -----END PRIVACY-ENHANCED MESSAGE-----